This Series 7 study guide includes practice test questions. Our study guide contains easy-to-read essential summaries that highlight the key areas of the Series 7 test. Mometrix's Series 7 test study guide reviews the most important components of the Series 7 exam.
The Series 7 Exam is extremely challenging, and thorough test preparation is essential for success. Series 7 Exam Secrets Study Guide is the ideal prep solution for anyone who wants to pass the Series 7.
Not only does it provide a comprehensive guide to the Series 7 Exam as a whole, it also provides practice test questions as well as detailed explanations of each answer.
Series 7 Exam Secrets Study Guide includes:
- An examination of regulatory requirements
- A full study of customer accounts
- An in-depth look at investment information and recommendations
- A guide to primary marketplace
- An analysis of the secondary market
- A review of market analysis
- An extensive review of debt securities
- A breakdown of managed investments
- An in-depth look at retirement plans
- Comprehensive practice questions with detailed answer explanations
It's filled with the critical information you'll need in order to do well on the test: the concepts, procedures, principles, and vocabulary that the Financial Industry Regulatory Authority (FINRA) expects you to have mastered before sitting for the exam.
The Regulatory Requirements section covers:
- SEC Act of 1934
- Registration requirements and exemptions for investment advisers
- Communications
The Customer Accounts section covers:
- Opening customer accounts
- Maintaining customer accounts
- Margin accounts
The Investment Information and Recommendations section covers:
- Prohibited activities for brokers
- Investment risk
- Costs and fees associated with investments
The Primary Marketplace section covers:
- Initial public offerings
- Private Placements
- Municipal securities
The Secondary Market section covers:
- Equity securities
- Debt securities
- Other securities
The Market Analysis section covers:
- Technical analysis
- Fundamental analysis
- Municipal securities analysis
The Debt Securities section covers:
- Corporate bonds
- Municipal securities
The Managed Investments section covers:
- Mutual funds
- Other investments
- Annuities
The Retirement Plans section covers:
- Individual retirement accounts
- Other retirement plans
These sections are full of specific and detailed information that will be key to passing the Series 7 Exam. Concepts and principles aren't simply named or described in passing, but are explained in detail. The guide is laid out in a logical and organized fashion so that one section naturally flows from the one preceding it. Because it's written with an eye for both technical accuracy and accessibility, you will not have to worry about getting lost in dense academic language.
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